Spire Insights


4 Tips to Avoid Rollover Problems Under New DOL Rule | ThinkAdvisor

New Rule from the Department of Labor

The enforcement of the new DOL Rule began July 1, 2022. All advisors in the rollover and IRA transfer markets will be significantly affected by the documentation and disclosure requirements of the rule. The guidance isn’t stating what the specific enforcement will focus on. Is your firm prepared?

Violations could be costly!

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