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FINRA: B-Ds Keep Losing Reps to RIA Firms

Independence On The Rise

The FINRA data supports what we already know. The ranks of RIA-only, as well as dually registered representatives at RIAs, have been steadily rising since 2012! This means the move to independence by advisors remains a strong trend.

Spire Investment Partners provides the solutions, opportunities, and guidance advisors seeking independence need to Turn Vision into Reality.

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