Spire Insights


Complying with Pay-to-Play Rules in an Election Year

Regulates Advisors Political Donations

With state primaries in full swing for this year’s midterm elections, it’s important to remind ourselves of the SEC’s Pay-to-Play Rules in an election year. While a single political contribution may be within an organization’s accepted thresholds, multiple contributions over time to that same campaign could violate internal policies, or worse, result in a compliance breach.

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